TH 2423 Introduction to Theater

David Lipscomb University

Dr. Larry A. Brown

 

1

THE THEATRICAL EXPERIENCE

 

 

Theater is one of the oldest forms of artistic expression in the world. The earliest example of theater as a distinct art form developed in ancient Greece during the sixth century BC, reaching its zenith a century later with the tragedies of Aeschylus, Sophocles, and Euripides. Since that time, theater has made a major contribution to all great cultures as an expression of the social, political, and religious values of the age. Some of the most creative minds of Western civilization - Shakespeare, Moliere, Voltaire, Goethe, Shaw - chose the stage as the medium to communicate their ideas about human existence.

 

Theater can be described as a synthesis of all the other fine arts. Plays consist of dialogue written in prose or poetry and are often studied and appreciated solely as literature. Scenic design incorporates the visual arts of painting and sculpture to create the setting for the play. Elements of movement and dance such as mime, choreography, and fencing appear in plays, and music frequently accompanies the action, even becoming the chief means of expression in opera and musical theater. However, theater does more than make use of the other arts; it integrates them into a unified form of storytelling in which the living actor becomes the central medium of expression.

 

The inclusion of all these diverse elements implies that theater requires the collaboration of several artists, each with different skills and interpretive visions. Unlike a painting, a novel, or a song, theater is not the creation of a single artist, but a unique blending of several perspectives. Each artist, whether playwright, director, designer, or actor, contributes his or her own imaginative viewpoint to the final work. No one individual determines its meaning. A dramatic production offers a kaleidoscope of meanings and interpretations, working on several different levels at the same time. Thus, there may be an indefinite number of potential productions of Hamlet, none of which is necessarily the "correct" one, but each contributing something new to our appreciation of Shakespeare's tragedy.

 

The final collaborator in the creative act is, of course, the audience. As a form of communication, theater presupposes someone as the receiver, but the spectator does more than observe. A performance cannot truly exist without spectators as imaginative participants in the process. They identify with the plight of the characters, routing for the heroes and hissing the villains. They piece together narrative information to fill in gaps about the past and anticipate the outcome of the plot. They interpret the stage symbols to complete a coherent picture of the fictional world. A good play always leaves something to the audience's imagination. 

           

Illusion vs. Convention

 

Since the time of Aristotle's Poetics (the first major treatise on dramatic art written around 330 BC), theater has often been described as the imitation of human action. Theater holds a mirror up to nature, Hamlet says, giving us a reflection of ourselves and the world in which we live. Watching a play, we pretend to believe in the reality of events on stage and respond to the perils of the characters as if they were truly experiencing them. In past times spectators have been so caught up in the action that they actually rushed on stage to rescue the heroine from disaster. Here lies the paradox of theater. We acknowledge the artificiality of theater while simultaneously convincing ourselves of its reality.

 

Frequently, at the conclusion of a play, we overhear someone say, "How true to life that story is! I know people just like that." Perhaps they may comment on some aspect of staging: "Wasn't that death scene believable?" or "I actually felt I was in a magical forest, the set was so convincing." The ability of theater artists to create the illusion of reality on stage never ceases to amaze us. A young actress may persuade us to believe that she is eighty years old; a set designer may cause it to rain on stage or create a snow-covered glacier for the actors to climb. Similar to our admiration of a painting which looks almost photographic, we delight in seeing our world reproduced in miniature on the stage.

 

At the same time, we know that what we see in a play is, after all, an illusion, a creative fiction carefully designed to look like real life. The actress wears makeup to appear older; blood in a death scene consists of chocolate and red food coloring; the icy mountaintop was constructed from styrofoam. Some types of plays do not even attempt to create such a complete illusion. A chair in a pool of light may indicate an interrogation room; an archway may suggest a Gothic cathedral; a mime may through gestures and body language imitate a small child or a dog without attempting to look like one.

 

What allows the audience to accept these devices as convincing symbols of reality are theatrical conventions, rules of the game accepted by both spectators and performers. Each age follows its own generally agreed-upon rules which the audience accepts as natural. In ancient Greece actors wore masks and men played all the roles including female characters. The latter was true in Shakespeare's day as well: the role of Juliet, for instance, was played by a young boy apprenticed to the company. No one at the time thought this practice to be unusual. Other Elizabethan conventions include the aside, in which a character speaks to the audience but is not overheard by the character standing two feet away from him, and the soliloquy, an extended aside revealing the character's inner thoughts to the audience. Lest we laugh at the naiveté of earlier audiences, we should remember that today's theatrical conventions are no less artificial: at a musical we accept the idea of people bursting into song and dancing down the middle of a busy street in New York. In real life these things would never happen, but in the world of musical theater such events are perfectly normal.

 

Accepting the use of theatrical conventions does not make a play any less believable. As eager participants in the illusion, we choose to believe in the world of the play, or in Samuel Coleridge's words, we willingly suspend our disbelief and go along with the pretense. When Japanese audiences of Kabuki theater observe black-robed stagehands changing the set before their eyes, they regard them as invisible and continue to focus their attention on the performers of the drama. When Macbeth speaks of murdering a king in beautiful poetic verses, we understand that heightened language is appropriate for the serious nature of tragedy. Participating in the theatrical event as a spectator entails our imaginative acceptance of conventions as rules by which the game is played.

 

Two Major Styles of Theater

 

Not all plays attempt to create a photographic illusion of life on the stage. Some playwrights deliberately choose a more openly theatrical style of drama, leaving exact reproduction of a dramatic location to the ultra-realism of the movies. At the risk of oversimplification, however, we can categorize most modern theater into two broad streams of development.

 

Representationalism describes one approach to theater which attempts to represent everyday life on the stage. The director and designers work to create a convincing illusion of reality, filling the stage with period furnishings, working appliances, light fixtures, doors, windows, properties, down to the smallest details. Using makeup and appropriate costuming, actors attempt to portray credible characters with psychological depth and subtlety. In order not to break the illusion that the audience is observing them through an invisible fourth wall along the curtain line, actors follow the convention of never acknowledging the audience's presence; thus, asides and soliloquies would be inappropriate for a representational style of theater.

 

Presentationalism describes another style of theater which does not concern itself with creating a slice of life on stage. As the name implies, this type of theater presents its story directly to the audience without apology. Presentational theater openly acknowledges its artificial nature, reveling in its theatricality. Actors may break through the fourth wall and speak directly to the spectators. They may portray abstract, nonrealistic characters such as Everyman or Good Deeds in a medieval morality play, or clouds or frogs in an ancient Greek comedy. The set designer may take a more symbolic approach, suggesting a location with a scenic metaphor: for instance, a waving blue cloth might stand for the sea, a leaf projection from a spotlight may substitute for a forest, a broken column may indicate the ruins of an ancient temple. Sometimes the stage remains bare, filled only by the actors' presence and the spectators' imagination.

 

Neither of these approaches can claim superiority over the other, as both styles of theater have been used successfully by major playwrights and producers to create thrilling drama. To explore these two trends in greater detail, we can compare the work of two giants of the modern theater, Henrik Ibsen and Bertolt Brecht. For convenience, we will use the traditional six elements of drama given by Aristotle in the Poetics: plot, character, thought, language, music, and spectacle.

 

The Representationalism of Ibsen

 

Often called the father of modern drama, Henrik Ibsen (1828-1906)  brought a new level of seriousness to the stage. Rather than the hackneyed melodramas and farces of the day whose sole purpose was to entertain, he envisioned a theater which would challenge society and become a persuasive voice for change.  In his plays, he addressed contemporary problems such as women's rights (A Doll's House), political corruption (Enemy of the People), and venereal disease (Ghosts), subjects which were previously taboo on the public stage. His characters were not the larger-than-life heroes and villains of 19th century Romantic drama (such as the Count of Monte Cristo), but ordinary, middle-class citizens struggling with everyday difficulties. Under the influence of recent scientific advances, Ibsen and other advocates of the new realism in theater thought that the dramatist could examine life with the objectivity of a biologist looking through a microscope. His goal was to represent life as it truly is, both its beauty and its ugliness, without the falseness of theatrical gimmicks.

 

Plot. Although he sought to depict life on the stage without artifice, Ibsen did not imitate the haphazard way in which the events of daily life usually unfold. He carefully selected and arranged the incidents of his stories, giving each action significance and purpose. Much like Greek tragedy, his plays begin late in the story, with past events revealed through dialogue (exposition). They depict a few crucial incidents covering a short expanse of time, from several hours to several days, and take place in one location. The plot does not cut away to other characters in other places. The playwright provides plausible explanations for each major development, which are often found to lie in the character's past. The plot remains focused on one central action, building in intensity until it reaches the climax.  

 

Character. Ibsen brought a different cast of characters onto the stage. In previous ages playwrights depicted the working classes mainly as comic types (Shakespeare’s players in A Midsummer Night’s Dream), but Ibsen treated the problems of common people with the seriousness of tragedy. Influenced by the latest theories of psychology, modern dramatists began to explore the inner world of the character's mind, seeking to reveal the hidden motivations behind each act. Behavior was seen as the direct result of heredity and environment. Plays became psychoanalytic sessions, stripping away the character's outer facade to discover the repressed frustrations and subconscious desires beneath the surface. Actors accustomed to the bombastic rhetoric of romantic melodramas had to adapt their style of playing to these complex new characters. Performers could no longer speak to the audience directly to reveal their character's thoughts. Subtlety, precise emotional control, and astute observation of human behavior were needed to convey the hidden thoughts and feelings of the characters, what became known as the subtext of the play. The Russian director Stanislavsky developed a system for training actors to help them analyze and portray characters in a highly believable fashion, a system still influential in most acting schools today.

 

Thought. Ibsen opened the door of the theater for the discussion of contemporary social issues, some of which had previously been considered too bold or shocking for the public stage: class conflicts, sexual problems, domestic difficulties, political scandals. One shocked reviewer described an Ibsen play as "an open drain, a loathsome sore unbandaged, a dirty act done publicly, a house [for lepers] with all its doors and windows open."  Writers like Ibsen were undaunted by such criticism. Seeing themselves as social scientists, these new playwrights sought to record life as they saw it, and did not shrink from depictions of sordidness and depravity wherever they were found.

 

Language. Rather than the poetic verse of Shakespeare or Greek tragedy, characters in representational plays use the speech patterns and mannerisms of everyday life. Dialogue reflects the character's social status: witty and fluent if educated and refined, or broken, coarse, and ungrammatical if illiterate and poor. People speak in appropriate dialects, whether Cockney, Southern, or Brooklynese. Playwrights also discovered the power and eloquence of silence, saying more with a long pause, a reproachful stare or a sarcastic grin than with the long soliloquies of earlier plays.

 

Music. Representational plays use music and sound to create a realistic atmosphere for the drama. Street noises may float into a room through an open window, or a radio may announce the threat of an escaped criminal. In Ibsen's Enemy of the People we hear the sounds of an angry mob surrounding the house of the main character. A stormy night may create suspense. Occasionally a character may sing if appropriate to the action, but the possibilities for music are somewhat limited by the guiding assumption of representing everyday reality on stage.

 

Spectacle. During the century prior to Ibsen, theatrical producers had experimented with realistic scenery and the box set, a room with three walls and actual furniture, as an alternative to the painted backdrops of earlier times. With modern drama's emphasis on representational theater came an increased interest in creating a setting which would reveal details of the characters' lives and how their behavior was shaped by environmental factors.  Because action usually is confined to one location, the scene designer can focus all his attention on creating a credible illusion of reality. Some producers went to extremes to convince audiences of the reality of the fictional world. The American director David Belasco (1854-1931) once bought the contents of a rundown boardinghouse apartment, transferring the tattered furnishings, broken fixtures and stained wallpaper onto the stage. For another play he reproduced a famous New York restaurant and hired chefs to prepare authentic meals during the performance. Representationalism measures its success by how closely it represents real life on the stage.

 

The Presentationalism of Brecht

 

Bertolt Brecht (1898-1956) was a devout Marxist who lived most of his early years in Nazi Germany. During the war, he escaped persecution by coming to America. Shaped by his political views, his theory of theater differed radically from the representationalism of Ibsen.  Brecht wanted people, upon leaving the theater, not to think, "Yes, life is just like that" but instead "No, life doesn't have to be like that." Traditional drama seeks to involve the audience in the plight of the characters, so that we come to identify with them in their sufferings. In contrast, Brecht encouraged spectators to distance themselves from the characters, to remain objective witnesses and to evaluate the dramatic events as if they were a jury deciding on the character's guilt or innocence. Only then would they recognize the injustices in society and be moved to work for change in the real world. For this reason Brecht did not want the audience to lose themselves in the stage illusion. They should never forget that they are watching a fictional event upon which they must pass judgment. Not all presentational plays share Brecht’s political agenda but he serves as a prominent example of this style of theater.

 

Plot.  Brecht created what he called epic theater in which he explored the political and economic forces of history that have led to current problems of social injustice. Therefore, his plays cover longer expanses of time than the compact dramas of Ibsen in order to demonstrate these patterns of development. The action usually divides into brief scenes which are separated by months or years, and may not be linked by a cause-and-effect relationship; that is, one event does not necessarily lead to the next. Epic theater frequently employs obvious narrative devices such as a storyteller, prologues and summaries, and signs and projections which give pertinent information, slogans, or the moral of the scene.

 

Character. Ibsen often depicted characters as helpless victims of their past. In contrast, Brecht wanted audiences to challenge this conclusion of inevitability. He believed that a person has the ability to alter his situation and to change the direction of his life. This optimism for human potential provided the grounds for the political activism Brecht advocated. Brechtian characters are shown to be responsible for their actions. When they fail, they suffer for their own folly, and the audience must recognize that their fate was avoidable. Rather than crying over a character's misfortune, spectators should put their emotional response to work in the streets, changing the conditions which contribute to society's injustices.

 

Brecht discouraged identification with his characters. As director of his own plays, he told actors to distance themselves from their roles, playing them as symbols rather than real people. He described his technique as the alienation effect. Sometimes actors break out of character to comment sarcastically on their roles to the audience, as if to say "Can you believe what I just did?" Frequently actors play more than one part with little attempt to disguise the fact. Brecht compared acting in the epic style to someone who has witnessed an accident and is demonstrating to the police what happened. The person indicates what the various participants in the accident did, but he does not attempt to impersonate them. In this way the audience is free to judge the actions of the characters without becoming emotionally involved with them.

 

Thought. Like Ibsen, Brecht wanted theater to encourage people to think about serious issues and compel them to act in ways to change society’s problems. However, Brecht’s approach was different. The spectator should not allow himself to forget that a play is an artificial medium designed to convey a message. The thesis may present itself in many forms, directly stated by the characters or implied by the result of their actions, but in whatever form, the message takes precedence over the medium. Brecht had no patience with theater as mere entertainment or escape.

 

Language. Presentational characters often use ordinary speech to express themselves, but are free as well to speak verse in a Shakespearean play, or sing in a musical. Their conversation does not have to sound like everyday language. Animals or inanimate objects may speak in plays which depict surreal or fantastic situations. Characters may break the illusion of the fourth wall and speak directly to the audience, trying to persuade them to accept their argument or take their side in the dramatic conflict.

 

Music. In presentational theater, music and sound are used more freely than in plays which restrict themselves to creating an illusion of real life. Brecht wrote musicals such as The Three Penny Opera (which includes the well-known song, "Mack the Knife"). All musicals are in this respect presentational theater. Musical accompaniment is also a nonrealistic but effective means of creating appropriate dramatic moods, a technique more often used in films.

 

Spectacle. As explained above, Brecht had reason to remind the audience that they were watching a theatrical performance. He did not seek to fool their senses into believing that the stage setting was, in fact, what it pretended to be. Skeletal framework would suggest a building, a table and two chairs a restaurant. To indicate specific locations, a character might hold up a sign telling where they were. With the curtains open, stagehands would perform scene changes while the audience watched (similar to Japanese theater). Lights were hung in plain view and were used for nonrealistic purposes such as spotlights or slide projections. Musicians sat on stage rather than in the orchestra pit. Without resorting to tricks of illusion, presentational theater relies on the audience's unquestioning acceptance of theatrical conventions which suggest rather than represent the settings of the fictional world of the play.

 

Of these two approaches, only representationalism can be described as truly a modern invention. Classical Greek drama, Medieval plays, Shakespeare, the improvisational comedy of the Italian Renaissance, all fall under the category of presentationalism in their open acknowledgment of artificial stage conventions. In fact, representational plays are not completely free of theatrical conventions. For instance, in Neil Simon's Broadway Bound, the main character addresses the audience by means of asides, a presentational device in an otherwise representational play. The staging "cheats" to create its illusion of looking through the invisible fourth wall into a living room, as both actors and furniture are positioned to face the audience. All plays mix realistic and artificial elements in various degrees; some merely attempt to resemble everyday life more than others. There are no rules which apply to all types of theater, only artistic traditions, both ancient and modern, from which the playwright, director, designers, and actors may choose to convey their vision of the possible world of the play.

 

 

STUDY GUIDE FOR PART ONE

 

 

Review Terms

 

Aristotle                  Henrik Ibsen

Poetics                   Bertolt Brecht                             

aside                      box set

soliloquy                  fourth wall

subtext                                                        

 

Review Questions

 

Name the six elements of drama given by Aristotle.

 

Describe the differences between representational and presentational styles of theater.

 

Give several examples of theatrical conventions in the plays we have seen this semester.